I am Investment Advisor fully licensed to sell securities in Ontario and British Columbia.
My compensation for investment advice and service can be either commission based or fee-based. The latter is based on a percentage of the investment account value.
For information PEAK Securities Inc. and my wealth management practice please see the following:
Please note: Ms. Marie Richardson, offers financial planning and insurance services as an independent representative, under Richardson Financial Consulting and these services are offered independently of PEAK Securities.
PEAK Securities inc., an Investment Industry Regulatory Organization of Canada (IIROC) registered, full service investment broker, limits its responsibility to investment products such as stocks, bonds, and mutual funds. PEAK Securities Inc. is a member of the Canadian Investor Protection Fund. You may access PEAK Securities Inc. privacy statement at www.peakgroup
The Investor Education Fund (IEF) develops and promotes unbiased, independent financial information, programs and tools to help consumers make better financial and investing decisions. It was established as a non-profit organization by the Ontario Securities Commission (OSC) and is funded by settlements and fines from OSC enforcement proceedings.